• Our Clients
    Banks Brokers Corporates Family offices Fund managers FX Prime Brokerage IAM, EAM, DFM & IFA Prop traders
    About us
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    IAM D
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    Independent financial advisors

    A comprehensive solution for independent financial advisors

    Create a better financial future for your customers

    500+ clients

    Assets under management

    200+ projects

    OpenAPI request/day

    285+

    Financial intermediaries

    Our services

    • Broker and custody services from a trusted partner

      Access 71,000+ cash and margin products across global markets with a licensed company as your broker and custodian.

    • Digital onboarding and automated back end

      Get digital reporting, instant funds booking, and 365-degree consolidated statements while your clients onboard completely online.

    • Regulatory compliance and reporting

      Take advantage of technology that complies with regulatory requirements across multiple jurisdictions.

    • Reduced administrative burden

      Get fully digital services across advisory, portfolio management, client fee management, client reporting, asset servicing, and cash servicing operations. 

    • Flexible partner remuneration models

      Use flexible models that allow you to set up a variety of client fee schedules, plus get full cost transparency and competitive pricing for your clients in our end-client app.

    • Employee investment activity monitoring and compliance

      Manage the risk of your employees’ trading by controlling which broker they invest with.

    Our team of experts

    • Daniel Bergman
      Tue Mortensen
      Deputy and Regional Head of Institutional, Nordic and United Kingdom

       

    • Brian Scharrenberg
      Brian Scharrenberg

      Regional Head, Netherlands and Belgium

    • AAM Portrait 345x197
      Adam Moltrup
      Regional Head, France and Switzerland
    • Carsten Kolsky
      Carsten Kölsky
      Senior Relationship Manager, Switzerland
    • Melanie Struffi
      Melanie Struffi

      Sales, Switzerland

    • DBE Mobile 345x197
      Daniel Bergman

      Sales, Nordic

    • Bertrand Maurice
      Bertrand Maurice

      Senior Sales and Relationship Manager, France

    • IPH Mobile 345x197
      Ian Phipps
      Senior Sales and Relationship Manager, United Kingdom
    • Reece Baker REEB
      Reece Baker
      Senior Sales and Relationship Manager, United Kingdom
    • Niels Eimers
      Niels Eimers

      Sales and Relationship Manager, Netherlands

      • AAM Portrait 345x197
        Adam Moltrup
        Regional Head, CEE

         

      • Anastasia Anikina
        Anastasia Anikina
        Senior Relationship Manager, CEE

      • Jonas Pallesen
        Jonas Pallesen
        Senior Relationship Manager, CEE

         

      • Pavel Nemecek
        Pavel Němeček
        Senior Sales, CEE

         

        • Tue Mortensen
          Tue Mortensen
          Deputy and Regional Head of Institutional, Iberia

           

        • Indira Marron-Minsal
          Indira Marron-Minsal
          Senior Relationship Manager, Iberia

           

        • Luis Simoes Pereira
          Luis Simões Pereira
          Senior Relationship Manager, Iberia
          • Nicholas Wright
            Nicholas Wright
            Regional Head, Middle East

          • FATA-Mobile-345x197
            Fatma Al Naggar

            Senior Relationship Manager, Middle East



          • KONP-Mobile-345x197
            Konstantinos Pogiatzis

            Senior Relationship Manager, Middle East

            • Ivan Chang
              Ivan Chang

              Regional Head, Asia-Pacific

            • Vivian Nguyen
              Vivian Nguyen
              Senior Sales, Asia-Pacific
              Bank and Broker Partnerships

               

            • Eugene Wong
              Eugene Wong
              Senior Sales, Asia-Pacific
              Hedge Funds, Family Offices and EAMs

               

            • Gift Anankaphannan
              Gift Anankaphannan
              Senior Relationship Manager, Asia-Pacific
            • Florina Clara Schmid
              Florina Schmid
              Relationship Manager, Asia-Pacific

               

            • Janice Loh
              Janice Loh
              Senior Relationship Manager, Asia-Pacific

               

            • Lirong Hu
              Lirong Hu
              Relationship Manager, Asia-Pacific

               

              Get in touch with our experts

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              Dedicated expert team support

              Find the right solution for your business with more than 100 institutional specialists operating from offices in key financial centers, including Copenhagen, London, Amsterdam, Singapore, and Zurich.
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              Relationship managers

              Personal point of contact for strategic partnership building

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              Prime services

              Daily account management and operational support

              icon Electronic trading client services
              24/7 IT maintenance

              Constant monitoring of IT systems for continuity management

              Contact a local representative

              Expert-support
              Real-time multi-asset execution
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              Real-time multi-asset execution

              Trade and manage your portfolios from a single account covering 4 market segments from cash products to sophisticated futures and options—all effectively handled with tech-driven broker execution and custody services. 

              Increase scale with automated back-end processes and portfolio management services. Integrate all functions of your business into one cost-effective system.

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              Easy integration with PMS providers

              Benefit from connectivity through APIs and multiple integration points for EOD files, FIX, and OpenAPI.

              Integrate seamlessly into core custody provider banking systems and simplify collaboration across the ecosystem.

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              Scalable distribution and effective client management

              Access multiple asset classes with advanced allocation and rebalancing tools in one comprehensive system: PA Analytics.

              Use the client screener to get a full overview of your client base and generate portfolio and transaction reports in bulk.

              Get an efficient client management system with digital communication throughout the client lifecycle—onboarding, funding, trading, corporate actions, and renewal.

              Follow along with your end-clients’ step-by-step onboarding process while we handle registration and asset administration.

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              End-client apps that support hybrid models

              Offer your end-clients a flexible application that allows them to combine self-trading with advised portfolios where they can receive advice and suggestions digitally.

              Keep clients informed about portfolio performance through in-app full disclosure of mark-ups, pricing, and trading costs.

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              Model portfolios for your clients

              Set up and manage investment models in Principal Advisor's model manager to easily handle a large number of clients.

              Use the models for both discretionary and advised clients, and choose between scheduled and ad-hoc rebalancing.

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              Employee investment activity monitoring and compliance   

              Corporate consulting partnership
              Rely on us for compliance with employee personal account dealing, including transactional reporting and bespoke integration with internal systems for monitoring. 

              Analytics, strategy, and support for fund managers
              Your employees can trade equities, ETF, bonds, mutual funds, and managed portfolios within the same account. Plus, they can trade currencies from separate sub-accounts added to their main Principal Advisor account.  

              Manage reputational risk 
              Avoid the front page and effectively monitor staff personal account dealing (PAD). 

              Control the counterparty
              Manage the risk of your employees’ trading by controlling which broker they invest with.

              See preferred broker solutions

              Portfolio management solutions from digital wealth providers

              • Customised front-end journeys for your clients
              • Connectivity to multiple wealth platforms with secure APIs 
              • Quicker solution setups due to our existing provider connections

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              Become a client

              Become a client