Corporate consulting

Help your employees invest in their financial future

Solutions for corporates and regulated firms from a trusted partner with a global footprint

500+ clients

Assets under management

200+ projects

OpenAPI request/day

285+

Financial intermediaries

Our services

Multi-asset execution, clearing and custody
Your employees can trade equities, ETF, bonds, mutual funds, and managed portfolios within the same account. Plus, they can trade and hold different currencies from separate sub-accounts to save on FX conversions.
A trusted and regulated provider
Your employees can rely on the trust and security of a SIFI-designated, licensed company with an S&P A- rating.
Premium strategy and curated market research
Access to global capital markets so your employees can create a better financial future. Principal Advisor’s investment platform provides access to 4 market segments, intuitive investment tools, and market insights.
Employee investment integrated into your ESG factors
Employees can invest based on their values: you provide resources for responsible investing and offer sustainably powered digital solutions.

Analytics, strategy, and support for fund managers
Your employees can trade equities, ETF, bonds, mutual funds, and managed portfolios within the same account. Plus, they can trade and hold different currencies from separate sub-accounts to save on FX conversions.
Premium strategy and curated market research
Access to global capital markets so your employees can create a better financial future. Principal Advisor’s investment platform provides access to 4 market segments, intuitive investment tools, and market insights.
A trusted and regulated provider
Your employees can rely on the trust and security of a SIFI-designated, licensed company with an S&P A- rating.
Regulatory compliance
Rely on us for compliance with employee personal account dealing, including transactional reporting and bespoke integration with internal systems for monitoring.
Reputational risk management
Avoid the front page and effectively monitor staff personal account dealing (PAD).
Control of the counterparty
Manage the risk of your employees’ trading by controlling which broker they invest with.

PreferredBrokerConnectPrincipal Advisor-D

Connect with Principal Advisor

James Donovan

Head of Preferred Broker

Get in touch with our experts

Multi-currency accounts

Your employees can trade in and hold multiple currencies within sub-accounts added to their main account, helping them save on currency fees for foreign exchange.